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March 23, 2007



Treasury Official Outlines Priorities of Department for PPA-Related Guidance

Harlan M. Weller, actuary of the Department of the Treasury's Office of Tax Policy, outlined March 21 the department's priorities for Pension Protection Act related guidance for single-employer defined benefit pension plans.

Weller profiled for a BNA-sponsored conference on pension plans and executive compensation the department's priorities for an employer specific mortality table, benefit limitations, and yield curve and other actuarial assumptions.

Rather than waiting and dealing with the issues all at once, the department decided to prioritize them and address them in that order, Weller said. However, he emphasized that all three are very important regardless of their priority.

Employer-Specific Mortality Table.

The employer-specific mortality table is the first priority, Weller said. He indicated this priority would be addressed by the department in “the next few months.”

Weller said a proposed employer-specific mortality table has to be filed by May 31 and that the department is “very aware of the time crunch.” The guidance would address how employers would justify their table and the necessary submission requirements for approval

Tax code Section 430, minimum funding standards for single-employer defined benefit pension plans, was added by the PPA applicable to plan years beginning after Dec. 31, 2007. Among other things, Section 430 provides for the requirements an employer-specific mortality table must meet.

The department's First Periodic Update of the 2006-2007 Priority Guidance Plan (PPG), issued March 12 (48 PBD, 3/13/07; 34 BPR 642, 3/20/07), refers to this guidance as a revenue procedure on employer-specific mortality.

Benefit Limitations and Yield Curve.

Guidance regarding the interaction between a decision made today and one made in the future regarding plan contributions and how this will play out in 2008 is the second priority, Weller said.

This issue will address the requirement in Section 415, limitations on benefits and contributions under qualified plans, as amended by the PPA.

Referring to a yield curve and other actuarial assumptions, Weller said the department will have to put together an overall algorithm addressing these actuarial matters.

Weller did not specify the time frame for action on guidance related to these two issues, saying it was too early in the process to do so.

By Michael W. Wyand


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